We’re hiring a Compliance Officer
See below for how to apply to join our team
The Compliance Officer will report directly to the Head of Compliance, and their role will consist of the following responsibilities:
- Monitoring policies and procedures
- Reviewing and recording conflicts of interest
- Reviewing and recording financial promotions
- Reviewing and recording breaches and incidents
- Reviewing and recording personal account dealing requests
- Assisting and implementing regular regulatory horizon scanning
- Assisting with compliance queries
- Compliance monitoring programme (CMP)
- Training and awareness
- Assist with reporting and management information (MI)
We’re looking for someone who’s highly motivated with interpersonal and analytical skills. You should be comfortable working with a degree of autonomy as you’ll be part of a small team. It’s important you’re able to work closely with all disciplines across the business, and be a strong communicator.
If this sounds like you, take a look at the full job description below.
To apply, please send us a CV, with a short cover note (max. 200 words) explaining why you think you’re perfect for this role to jobs@tribeimpactcapital.com.