Complaint procedure

We take care to maintain high standards of service. If we are aware of client concerns or unease, we give high priority to resolving the matter as quickly as possible. To assist with this process we have prepared procedures to ensure that complaints are handled fairly and within reasonable timescales. The below is a summary of our complaint handling procedure. A copy of our full procedure is available on request.

How to make a complaint

If you wish to make a complaint in relation to the services we provide to you, please contact our Head of Compliance, Olivia Shaw, at:

Mail: 52 Jermyn Street, London, SW1Y 6LX

Email: olivias@tribeimpactcapital.com

Phone: 0203 745 7073

You can complain in writing, by telephone, or via email.

What happens after I have complained?

Upon receipt of a complaint, a senior person who, where possible is independent of the case, will investigate the complaint. You will be given the name and contact details of the person dealing with your complaint. We will aim to resolve the complaint as quickly as possible. The person investigating your complaint will:

• Initiate a record and file of your complaint; and
• Acknowledge your complaint as soon as is reasonably practical after the receipt of your complaint. This will generally be within 3 business days of receipt.

The acknowledgement may, especially in the case of an oral complaint, set out the nature of the complaint and may request further clarification if necessary.

Your complaint will be investigated using our files together with reports from other parties if relevant. We may also write to your if further information is required.

We will keep you informed of the progress of the complaint investigation. After 8 weeks, if a final response letter has not already been sent to you, you will receive a final response letter detailing our conclusions and resolution to the complaint. If we are not in a position to make a final response, we will give the reasons for the delay and will indicate when we expect to be able to provide a full response.

What if I am still not satisfied?

Within our final response letter to you, we will include details of the Financial Ombudsman Service (the “FOS”). Provided you are an eligible complainant, you have the right to refer a complaint to the FOS if you are not satisfied with our response. Any referral to the FOS must be made within 6 months of receiving our final response. You can contact the FOS at:

Mail: The Financial Ombudsman Service: Exchange Tower, London, E14 9SR

Email: complaint.info@financial-ombudsman.org.uk

Website: www.financial-ombudsman.org.uk

Phone: 0800 023 4567

Further information about the FOS and whether you are an eligible complainant can be found at www.financial-ombudsman.org.uk or by calling 0800 023 4567.